Support the Head of GF ORC, as the Global Head of the SOX 404 ITC Compliance Program, to coordinate all aspects of the related compliance efforts globally - working closely with the Head of SOX 404 ITC Governance and Strategy.
December 18, 2022
Provide advice to the businesses regularly on new business initiatives, new products, business acquisitions, and client-related matters with respect to applicability of policies, resolution of potential red flags, or other client/transaction-related compliance escalations.
February 01, 2023
Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management (ACRM) direction as well as maintain the AML compliance program for the businesses.
February 11, 2023
Assist in responding to requests from the US Government monitor (OIG), Department of Justice (DOJ) and Independent Review Organization (IRO) due to ongoing CIA obligations.
March 02, 2023
Active identification of opportunities for communication and training of Business and IT Staff on items related to security.
March 31, 2023
Requires the ability to apply scientific knowledge and understanding of the industry regulations to applicable internal/external issues.
April 22, 2023
Lead technology for the data migration program to Palantir platform, with direct oversight of the business analysis and developments teams and supervisory responsibility over our Testing/environments team.
May 05, 2023
