Complete all required compliance exams on a yearly basis.
December 21, 2022
Communicate and work well with Senior Management and protect the confidentiality of officers, employees and the companies' personal information needed for licensing purposes.
December 23, 2022
Track disclosures that need to be sent and send via e-sign portal or paper fulfillment as appropriate.
February 05, 2023
Review file for completeness and accuracy to ensure compliance before sending out initial disclosures and Loan Estimate.
February 26, 2023
Generate e-consent and deliver via e-sign system, ensure email and name accuracy for file.
March 27, 2023
Support manager in implementing regulatory compliance related structure within team Assist manager with internal and external audit when scope is for Regulation B or Regulation C.
April 27, 2023
Assist with legal and compliance projects including due diligence requests, regulatory exams, communicating with outside regulatory examiners, etc.
May 10, 2023