Vice President, Legal & Compliance Salary at Blue Owl Capital Inc BETA

Job Description The VP of Compliance provides leadership and direction to ensure SPS operates in full compliance with applicable laws, regulations and internal policies and procedures. This role is responsible to foster a culture of ethics, integrity, accountability and transparency while promoting best practices for the organization. The VP of Compliance leads efforts to identify compliance risks across the organization, develops plans to monitor ongoing adherence to legal and regulatory standards and supports the development and implementation of corrective action, when applicable. The VP of Compliance provides oversight and guidance to all members of the Compliance Department and provides guidance to all Departments and service lines within the organization. VP of Compliance works closely with government agencies, regulators, internal and external counsels to ensure compliance with laws and regulations.

MORE ABOUT THIS JOB: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide compliance risk management program. As an independent control function and part of the firms second line of defense, Compliance assesses the firms compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firms responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, political science, and criminal justice. We look for those who possess sound judgment, curiosity, and are able to

Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data analysis, risk identification and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal standards. Responsible for ensuring that company's activities adhere to the necessary rules and regulations, and that the company complies with legal/regulatory statutes and jurisdictions. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Business Activities Gifts & Entertainment, Political Contributions, SEC Rule 15a-6 related certifications, Continuing Education Essential Functions/Responsibility

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details. Maj

Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data analysis, risk identification and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal standards. Responsible for ensuring that company's activities adhere to the necessary rules and regulations, and that the company complies with legal/regulatory statutes and jurisdictions. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Business Activities Gifts & Entertainment, Political Contributions, SEC Rule 15a-6 related certifications, Continuing Education Essential Functions/Responsibility

Dutch Point Credit Union is a community-based not-for-profit cooperative whose vision is to educate, serve and delight our members and each other. We foster a positive work environment which rewards those that provide exemplary service to our members and our colleagues. We are interested in having talented and motivated individuals join our team. Our quest is to bring out your individual talent to help you realize your full potential. The Vice President (VP) of Compliance is responsible for leading and overseeing the credit union’s compliance and risk management programs. This role ensures adherence to all applicable laws, regulations, internal controls, and policies as they relate to member transactions and services. This role fosters a culture of compliance and ethical conduct while working closely with executive leadership, regulatory agencies, and internal stakeholders to develop and implement compliance strategies that protect the credit union’s reputation and integrity. All infor

As a CIB Bank Compliance Officer, you will play a critical role in identifying, assessing, and mitigating regulatory risks within BBVA Corporate and Investment Banking (CIB) in the US. You will assist the US Head of Bank Regulatory Compliance in supervising a comprehensive, sustainable, compliance framework of meeting regulatory requirements and mitigating risk management. If you thrive in a dynamic environment and possess strong analytical skills coupled with a proactive approach in your work, we want you to join our team. Responsibilities: • Conduct monitoring and supervision of potential regulatory risks within the CIB business units. • Implement compliance risk controls to address regulatory requirements and industry best practices. • Assist with compliance policies and procedures to ensure adherence to regulatory requirements. • Review and report existing key regulatory controls to ensure their effectiveness and recommend enhancements where necessary. • Prepare and distribute comp

Canopy Life Sciences is a well-respected vendor & partner in the life sciences industry, assisting pharmaceutical and life sciences clients in various functional areas of expertise. We have been named for the past 4 years, to the Inc 5000 quickest growing private companies. Our culture is one of empowerment. Everyone has a voice and plays a role in the success of the business and a role in developing our values & behaviors. We recruit, train, and develop people to ensure the very best for our client partners. Vice President, Compliance Position Summary: The Vice President, Compliance, will be responsible for developing, implementing, overseeing, and continuously improving the compliance program for research and development activities. This individual will act as a strategic business partner across various functions, including medical, clinical, and regulatory teams, ensuring compliance processes align with organizational needs. As part of the extended leadership team, the role requires