Compliance Officer Salary at Obeetee Inc BETA

Job Description Job Description Job Requisition Form Department: Gaming Commission Compliance Position to be filled: Compliance Officer Required Qualifications/Essential Duties: Must have High School Diploma or General Education Degree (GED) plus 6-8 months of experience in Regulatory Compliance, Accounting, Auditing, Surveillance or Casino Operations backgrounds Valid California Driver license Must be insurable through the company insurance carrier throughout employment Must be able to obtain a California Gaming License and maintain throughout employment Ensures confidentiality of all information in the Gaming Commission office, includes, not limited to applications, employees, information from federal, tribal or state law enforcement and state gaming office; Inform and update Compliance Supervisor on all situations and activities within the Compliance Department; Familiar with the Tribal Ordinance and Casino Internal Controls; Determine when appropriate to complete an “incident repor

Overview: The Chief Compliance Officer (CCO) (Compliance Officer Lead) provides administration, vision, strategic direction, coordination, and implementation of a comprehensive and cohesive compliance and ethics program at Utah State University (USU). The CCO leads the Office of University Ethics & Compliance (UEC) within USUs Legal Affairs and reports directly to the Vice President of Legal Affairs. The CCO informs and advises the USU Board of Trustees Audit, Risk, Compliance Committee and implements this committees recommendations regarding university compliance and ethics efforts. The CCO provides oversight and coordination of campus compliance officers and stakeholders to ensure implementation and maintenance of effective compliance systems. The CCO assists senior leadership, mid-level management, and staff to advance a university-wide culture of legal compliance and ethical conduct. The CCO monitors international, federal, and state regulations and works with USU administrators to

Job Description Job Description POSITION TITLE: Compliance Officer REPORTS TO: Senior Vice President, Chief Operating Officer JOB GRADE: S12 PAY RANGE: $75,338.80/year - $113,008.20/year, Exempt, Dependent on experience Position Summary The Compliance Officer performs functions essential to ensuring risk and compliance requirements as set forth by the State, NCUA, and other regulatory agencies. Responsible for the development and implementation of Credit Union policies and procedures to ensure compliance with related laws and regulations. Recommends policy changes that will facilitate the Credit Union’s compliance program, reduce risk, and reflect changes in regulation. Updates and disseminates information regarding laws and regulations to management and team members as appropriate. Duties and Responsibilities Develop, implement and administer a compliance program that effectively addresses the requirements of applicable laws and regulations, including but not limited to the Bank Secre

Job Description Job Description Do you like helping organizations meet compliance? Do you want to have the ability to build something brand new? Do you enjoy learning everything you can while helping others. If so, we have a position just for you. We are looking for an experienced compliance analyst to help us build out a dedicated compliance program for our clients. An ideal fit would be someone who likes being part of a small laid back group excited to build something from the ground up. This is a fast paced role where you get to have personal relationships with coworkers and clients. Working with multiple clients helping them determine their compliance needs, scope their requirements and consult with them to help them meet the specific compliance goals. Responsibilities: - Develop and implement a scalable compliance program for clients. - Help develop strategies and consult on the software development lifecycle of the company's in house compliance solution. - Consult with clients on

Job Description Job Description Job Description Great Falls Pre-Release Services, Inc. Position: Compliance Officer Job Classification: Non-Exempt Reports To: Compliance Officer Supervisor; Compliance Officer – Shift Manager Supervises: Residents, Jail Alternative Clients, Visitors (during shift). Position Scope: Up to 90 Residents participating in a Residential Re-Entry Program. Position Summary: The Great Falls Pre-Release Center is a non-profit Community Corrections worksite consisting of three Counseling campuses. The campuses are minimum security and residential in nature, housing closely screened and selected for program acceptance, adult male and female felon offenders during their structured transition program for re-entry into the community. The Centers also operate a Jail Alternative program for adult male/female clients and a Community Service program involving adjudicated males and females. Compliance Officer (CO) is responsible for the safe, efficient and effective operati

Job Description Job Description Join our team at Carla Schmitz as a Compliance Officer! We are looking for a detail-oriented individual to ensure adherence to regulatory standards and company policies. Job Requirements: - Bachelor's degree in Business Administration, Law, or related field. - Proven experience in compliance, risk management, or a similar role. - Strong knowledge of industry regulations and best practices. - Excellent analytical and problem-solving skills. - Ability to communicate effectively with all levels of the organization. Job Benefits: - Competitive salary and benefits package. - Opportunities for professional development and growth. - Collaborative and supportive work environment. - Chance to make a meaningful impact on the company's compliance processes. Join us at Carla Schmitz and be a key player in maintaining our commitment to compliance excellence! Salary Range : $ 56.000 to $64.000

Job Description Job Description Broker Dealer Compliance Officer Opportunity New York-based boutique broker-dealer and wealth management firm looking for a compliance professional to assist the Chief Compliance Officer with the day-to-day compliance duties of the firm. What we are looking for: 2-5 years of broker-dealer compliance experience Equity capital markets and/or investment banking experience FINRA Series 7 and 24 license required. Series 14, 53, and/or 79 is a plus Deep working knowledge of FINRA’s Gateway program Experience assisting with drafting and maintaining written supervisory procedures Experience assisting with regulatory inquiries and responses Deep knowledge and understanding of FINRA and SEC broker-dealer compliance rules and regulations Proficiency with Microsoft Office tools, particularly Excel, and compliance tools such as My Compliance Office, Quest CE, Global Relay, and others Well-organized with the ability to prioritize workload to complete tasks Strong comm

Job Description Job Description Benefits/Perks Careers Advancement Opportunities Flexible Scheduling Competitive Compensation Job Summary We are seeking a Mortgage Compliance Officer to join our team. In this role, you will develop our compliance program and ensure our company and employees follow all relevant rules. You will proactively audit our processes and advise on best practices. The ideal candidate is familiar with risk management and can confidently stand up for what is right. Responsibilities Create and maintain the company’s legal compliance program with NMLS and DBF Develop internal controls and ensure compliance Write company policies Audit current processes and recommend improvements Assess the compliance risk of current business activities Create a crisis management plan Provide employees with onboarding and training on industry best practices. AML, BSA Maintain up-to-date knowledge of the company’s business goals Payroll and Call reports Qualifications Bachelor’s degree