How Much Does a Securities Compliance Examiner Make in Schenectady, NY?

Updated March 01, 2025
As of March 01, 2025, the average annual pay of Securities Compliance Examiner in Schenectady, NY is $80,206. While Salary.com is seeing that Securities Compliance Examiner salary in Schenectady, NY can go up to $123,252 or down to $49,954, but most earn between $64,371 and $102,738. Salary ranges can vary widely depending on many important factors, including education, certifications, additional skills, and your experience levels. With more online, real-time compensation data than any other website, Salary.com helps you determine your exact pay target.
Related Job Titles to Securities Compliance Examiner
Compliance Examiner
$101,372
Schenectady, NY
Per Year
Securities Lending Manager II
$79,900
Schenectady, NY
Per Year
Securities Lending Manager III
$102,600
Schenectady, NY
Per Year
Securities Lending Manager I
$79,600
Schenectady, NY
Per Year
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Similar Job Salaries to Securities Compliance Examiner by Company

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Company average base salary in (usd) range
National Futures Association
Compliance Examiner
$106,348/yr
$92,755
$119,942
RANGE: $92,755 - $119,942
Natixis Corporate & Investment Banking
Global Securities Finance Compliance Officer
$119,224/yr
$100,931
$137,518
RANGE: $100,931 - $137,518
Natixis
Global Securities Finance Compliance Officer
$156,833/yr
$132,658
$181,008
RANGE: $132,658 - $181,008
Groupe BPCE
Global Securities Finance Compliance Officer
$156,833/yr
$132,658
$181,008
RANGE: $132,658 - $181,008
Natixis Corporate & Investment Banking
Compliance Officer - Global Securities Finance
$156,833/yr
$132,658
$181,008
RANGE: $132,658 - $181,008
Clear Street
Associate - Compliance Restricted Securities Advisory
$118,655/yr
$103,362
$133,948
RANGE: $103,362 - $133,948
TD Bank
Vice President, Compliance Monitoring and Testing - TD Securities
$257,132/yr
$209,451
$304,814
RANGE: $209,451 - $304,814
TD Bank Group
Vice President, Compliance Monitoring and Testing - TD Securities
$257,132/yr
$209,451
$304,814
RANGE: $209,451 - $304,814
National Futures Association
Compliance Examiner II, OTC Derivatives
$118,655/yr
$103,362
$133,948
RANGE: $103,362 - $133,948
TD Bank Group
Senior Compliance Officer - Regulatory Exam Management, TD Securities
$219,948/yr
$185,373
$254,524
RANGE: $185,373 - $254,524

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What Does a Securities Compliance Examiner Do?

Examiners search for indications that securities laws have been violated or that the firm's compliance procedures and controls are weak.
Updated December 22, 2021
Securities Compliance Examiners are located in the Division of Examinations at the SEC headquarters in Washington, DC, and in our 11 regional offices.
Updated December 21, 2021
Becoming an examiner is a great way to learn securities compliance and to obtain firsthand experience in the securities industry.
Updated November 23, 2021
OCIE's Office of Investment Advisers and Investment Companies (IA/IC)is seeking to fill one Securities Compliance Examiner in one of the following locations: Atlanta, GA; Los Angeles, CA; New York, NY, Philadelphia, PA; San Francisco, CA or Washington, DC.
Updated November 18, 2021
Working as a member of a team or under the tutelage of higher-graded employees, provides securities compliance examination support for actions being undertaken by the SEC; and.
Updated October 04, 2021

Frequently Asked Questions About a Securities Compliance Examiner Salaries

What is the average of a Securities Compliance Examiner in Schenectady, NY?

The Securities Compliance Examiner salary range is from $64,371 to $102,738, and the average Securities Compliance Examiner salary is $80,206/year in Schenectady, NY. The Securities Compliance Examiner's salary will change in different locations.

Which location pays the highest Securities Compliance Examiner salary in the United States?

The Securities Compliance Examiner salary in San Jose, CA is $99,465 which is the highest in the US.

What kinds of reasons will influence the Securities Compliance Examiner's salary?

Besides the location, employees' education degree, related skills, and work experience also will influence the salary. Try to improve your skills and experience to get a higher salary for the position of Securities Compliance Examiner.

What is the growth rate of the Securities Compliance Examiner's salary?

If you are thinking of becoming a Securities Compliance Examiner or planning the next step in your career, find the detailed salary report of a Securities Compliance Examiner.