Prepare and process trade corrections, maintain necessary records for compliance as necessary.
December 12, 2022
Follow up to negotiate contract terms and pricing.
January 13, 2023
Maintains the required continuing education credits necessary and build advisory knowledge and skills by being involved in on-going training related to investment activity.
February 05, 2023
Demonstrated ability to efficiently learn new programs and to proficiently use and interpret data provided by software tools.
February 16, 2023
Participates in and provides due diligence for the investment advisory committee for the purpose of maintaining the list of the approved investments.
March 06, 2023
Meets specific service goals as determined by SVP of Growth and Development.
March 06, 2023
Recommend changes to the investors' holdings after evaluating the economic, financial and market factors and the potential impact on the investors' portfolios.
March 23, 2023
Provide world class service to our customers by processing service requests that come to the team through various channels including email, facsimile and mail.
March 25, 2023
Actively prospects for new clients and initiates client retention calls to increase existing revenue, cement the relationship, build new revenue, and obtain appropriate referrals.
April 23, 2023
Respond to sales leads generated through business partners and recommend the best offering to clients based on client profiling and suitability assessments.
April 26, 2023
