Reviews system generated alerts and cases, assessing impact to BSA/AML processes.
March 24, 2022
Review and analyze transactional data for potential suspicious activity, including those generated from alert detection processes, internal referrals, OFAC reviews, negative media reports, elder abuse cases, as well as other sources as applicable.
May 01, 2022
Monitor and recommend changes to sanctions compliance policies, standards, and procedures, in close coordination Sanctions Advisory Officer, and Compliance Program team.
May 24, 2022
Participates in validation of first-line of defense implementation and quality assurance testing of federal / state regulatory changes to include ongoing monitoring (test results, review findings, identify trends, etc.
May 27, 2022
Act as the subject matter resource on assigned Sanctions related laws and regulations, and internal policies and procedures, keeping abreast of OFAC/Sanctions regulatory developments impacting the Bank.
June 10, 2022
Document the data or information upon which the decision whether proceed or not to proceed to investigation was made.
June 13, 2022
Assists in investigations and Suspicious Activity Reporting (SAR), including preparation of written reviews and filing of SARs in accordance with regulation and time limitations (as needed).
June 15, 2022